RULES AND REGULATIONS AFFECTING CLIENT-MEMBER-RELATIONSHIP

This section provides information about various Rules and Regulations that governs relationship between SHCIL Services Ltd. (SSL) and its Clients.

SSL is a Member of Bombay Stock Exchange Ltd. and National Stock Exchange Ltd. Dealings and relationship between SSL and its Clients are governed by the following:

a. Rules, Byelaws, Regulations and Circulars / Notices of Bombay Stock Exchange Ltd. and National Stock Exchange Ltd. issued / amended from time to time.

b. Bipartite agreement entered into between SSL and The Client and / or Tripartite Agreement entered into amongst SSL, its Sub-brokers and Clients of Sub-brokers.

c. Terms and Conditions contained in the Contract Notes (Broker's Memo / Bills).

d. Securities Contract (Regulation) Act, 1956, and rules and regulations made thereunder.

e. Securities and Exchange Board of India Act and Regulations made thereunder.

f. Negotiable Instruments Act, 1881, and rules and regulations made thereunder.

g. Indian Contract Act, 1872, and rules and regulations made thereunder.

h. Companies Act, 1956, and rules and regulations made thereunder.

i. Depositories Act, 1996, and rules and regulations made thereunder.

Attention of the Investors is drawn to the following websites, where relevant Rules and Regulations can be found:

www.sebi.gov.in,
www.bseindia.com,
www.rbi.org.in,
www.taxmann.net/Commerciallaws/general_commercial_law/content2.htm
www.taxmann.net/Commerciallaws/general_commercial_law/content6.htm
www.mca.gov.in/MinistryWebsite/dca/actsbills/actsbills.html