“World Investor Week November 23-29, 2020 being celebrated under the aegis of IOSCO and SEBI.” “विश्व निवेशक सप्ताह (23-29 नवम्बर, 2020) - आयस्को तथा सेबी की छत्रछाया में मनाया जा रहा है” | Attention Investors : "Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors" Also "Please provide your email id and mobile number or declaration for Non-availability for continuous trading. Kindly refer the NSE circular number NSE/INSP/32471 dated 31/05/2016."

RULES AND REGULATIONS

RULES AND REGULATIONS AFFECTING CLIENT-MEMBER-RELATIONSHIP

This section provides information about various Rules and Regulations that governs relationship between SHCIL Services Ltd. (SSL) and its Clients.

SSL is a Member of Bombay Stock Exchange Ltd. and National Stock Exchange Ltd. Dealings and relationship between SSL and its Clients are governed by the following:

a. Rules, Byelaws, Regulations and Circulars / Notices of Bombay Stock Exchange Ltd. and National Stock Exchange Ltd. issued / amended from time to time.

b. Bipartite agreement entered into between SSL and The Client and / or Tripartite Agreement entered into amongst SSL, its Sub-brokers and Clients of Sub-brokers.

c. Terms and Conditions contained in the Contract Notes (Broker's Memo / Bills).

d. Securities Contract (Regulation) Act, 1956, and rules and regulations made thereunder.

e. Securities and Exchange Board of India Act and Regulations made thereunder.

f. Negotiable Instruments Act, 1881, and rules and regulations made thereunder.

g. Indian Contract Act, 1872, and rules and regulations made thereunder.

h. Companies Act, 1956, and rules and regulations made thereunder.

i. Depositories Act, 1996, and rules and regulations made thereunder.

Attention of the Investors is drawn to the following websites, where relevant Rules and Regulations can be found:

www.sebi.gov.in,
www.bseindia.com,
www.rbi.org.in,
www.taxmann.net/Commerciallaws/general_commercial_law/content2.htm
www.taxmann.net/Commerciallaws/general_commercial_law/content6.htm
www.mca.gov.in/MinistryWebsite/dca/actsbills/actsbills.html